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Legal Services > Compliance & Other Regulatory Matters


Contentious and non-contentious financial services and securities regulatory matters and other regulatory matters, including compliance matters; confidential investigations; disciplinary proceedings; insider dealing and market misconduct inquiries, construction, commercial, financial services and securities related criminal matters; dealing with Authorities such as:

·       Securities and Futures Commission (SFC)

·       Hong Kong  Exchanges and Clearing Limited (HKEx)

·       Independent Commission Against Corruption (ICAC)

·       Commercial Crime Bureau (CCB)

 
Please refer to our items in  "Legal Publications".
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